Services: Compliance
Compliance Careers in Alternative Asset Management
Representative compliance opportunities we recruit for
- Compliance Analyst
- Compliance Associate
- Compliance Manager
- Compliance Director
- Chief Compliance Officer (CCO)
Protecting the firm as it grows
At JSB Partners, we place compliance professionals at hedge funds, private equity firms, private credit funds, family offices, and investment management companies. Compliance teams oversee regulatory requirements, firm policies, trading and personal account monitoring, and regulatory filings, and they advise leadership as the firm grows. We recruit for opportunities from Compliance Analyst through Chief Compliance Officer.
The background firms are looking for
Compliance professionals often come from other investment managers, broker-dealers, regulators, compliance consultancies, or law firms. Employers commonly look for knowledge of the rules that apply to investment advisers, strong judgment, and the ability to work closely with investment and operations teams.
Why compliance professionals choose alternative investments
Compliance roles at alternative investment firms often report directly to senior leadership and touch every part of the business. Professionals build broad experience and a clear path toward Chief Compliance Officer.
JSB Partners has helped professionals build careers in the alternative investment industry since 1998.
Questions about compliance roles
What does a Chief Compliance Officer do?
A Chief Compliance Officer runs the firm's compliance program: writing and updating policies, monitoring trading and personal accounts, overseeing regulatory filings, training staff and advising leadership. Investment advisers registered with the SEC must name one.
What does a compliance analyst or associate do day to day?
They monitor trading and employee personal accounts, collect code of ethics certifications, review marketing materials, keep required records and help prepare regulatory filings.
What background do firms look for in compliance hires?
Compliance professionals often come from other investment managers, broker-dealers, regulators, compliance consultancies or law firms. Knowledge of the rules for investment advisers and sound judgment are commonly sought.
How can JSB Partners help with my compliance search?
Send us your resume with a note on the role you want next, or tell us about the hire you need to make. We place compliance professionals from Compliance Analyst through Chief Compliance Officer.